Goethe's Theory of Colours

English writers who have spoken of Goethe's "Doctrine of Colours,"[1] have generally confined their remarks to those parts of the work in which he has undertaken to account for the colours of the prismatic spectrum, and of refraction altogether, on principles different from the received theory of Newton. The less questionable merits of the treatise consisting of a well-arranged mass of observations and experiments, many of which are important and interesting, have thus been in a great measure overlooked. The translator, aware of the opposition which the theoretical views alluded to have met with, intended at first to make a selection of such of the experiments as seem more directly applicable to the theory and practice of painting. Finding, however, that the alterations this would have involved would have been incompatible with a clear and connected view of the author's statements, he preferred giving the theory itself entire, reflecting, at the same time, that some scientific readers may be curious to hear the author speak for himself even on the points at issue.

In reviewing the history and progress of his opinions and researches, Goethe tells us that he first submitted his views to the public in two short essays entitled "Contributions to Optics." Among the circumstances which he supposes were unfavourable to him on that occasion, he mentions the choice of his title, observing that by a reference to optics he must have appeared to make pretensions to a knowledge of mathematics, a science with which he admits he was very imperfectly acquainted. Another cause to which he attributes the severe treatment he experienced, was his having ventured so openly to question the truth of the established theory: but this last provocation could not be owing to mere inadvertence on his part; indeed the larger work, in which he alludes to these circumstances, is still more remarkable for the violence of his objections to the Newtonian doctrine.

There can be no doubt, however, that much of the opposition Goethe met with was to be attributed to the manner as well as to the substance of his statements. Had he contented himself with merely detailing his experiments and showing their application to the laws of chromatic harmony, leaving it to others to reconcile them as they could with the pre-established system, or even to doubt in consequence, the truth of some of the Newtonian conclusions, he would have enjoyed the credit he deserved for the accuracy and the utility of his investigations. As it was, the uncompromising expression of his convictions only exposed him to the resentment or silent neglect of a great portion of the scientific world, so that for a time he could not even obtain a fair hearing for the less objectionable or rather highly valuable communications contained in his book. A specimen of his manner of alluding to the Newtonian theory will be seen in the preface.

It was quite natural that this spirit should call forth a somewhat vindictive feeling, and with it not a little uncandid as well as unsparing criticism. "The Doctrine of Colours" met with this reception in Germany long before it was noticed in England, where a milder and fairer treatment could hardly be expected, especially at a time when, owing perhaps to the limited intercourse with the continent, German literature was far less popular than it is at present. This last fact, it is true, can be of little importance in the present instance, for although the change of opinion with regard to the genius of an enlightened nation must be acknowledged to be beneficial, it is to be hoped there is no fashion in science, and the translator begs to state once for all, that in advocating the neglected merits of the "Doctrine of Colours," he is far from undertaking to defend its imputed errors. Sufficient time has, however, now elapsed since the publication of this work (in 1810) to allow a calmer and more candid examination of its claims. In this more pleasing task Germany has again for some time led the way, and many scientific investigators have followed up the hints and observations of Goethe with a due acknowledgment of the acuteness of his views.[2]

It may require more magnanimity in English scientific readers to do justice to the merits of one who was so open and, in many respects, it is believed, so mistaken an opponent of Newton; but it must be admitted that the statements of Goethe contain more useful principles in all that relates to harmony of colour than any that have been derived from the established doctrine. It is no derogation of the more important truths of the Newtonian theory to say, that the views it contains seldom appear in a form calculated for direct application to the arts. The principle of contrast, so universally exhibited in nature, so apparent in the action and re-action of the eye itself, is scarcely hinted at. The equal pretensions of seven colours, as such, and the fanciful analogies which their assumed proportions could suggest, have rarely found favour with the votaries of taste,--indeed they have long been abandoned even by scientific authorities.[3] And here the translator stops: he is quite aware that the defects which make the Newtonian theory so little available for æsthetic application, are far from invalidating its more important conclusions in the opinion of most scientific men. In carefully abstaining therefore from any comparison between the two theories in these latter respects, he may still be permitted to advocate the clearness and fulness of Goethe's experiments. The German philosopher reduces the colours to their origin and simplest elements; he sees and constantly bears in mind, and sometimes ably elucidates, the phenomena of contrast and gradation, two principles which may be said to make up the artist's world, and to constitute the chief elements of beauty. These hints occur mostly in what may be called the scientific part of the work. On the other hand, in the portion expressly devoted to the æsthetic application of the doctrine, the author seems to have made but an inadequate use of his own principles.

In that part of the chapter on chemical colours which relates to the colours of plants and animals, the same genius and originality which are displayed in the Essays on Morphology, and which have secured to Goethe undisputed rank among the investigators of nature, are frequently apparent.

But one of the most interesting features of Goethe's theory, although it cannot be a recommendation in a scientific point of view, is, that it contains, undoubtedly with very great improvements, the general doctrine of the ancients and of the Italians at the revival of letters. The translator has endeavoured, in some notes, to point out the connexion between this theory and the practice of the Italian painters.

The "Doctrine of Colours," as first published in 1810, consists of two volumes in 8vo., and sixteen plates, with descriptions, in 4to. It is divided into three parts, a didactic, a controversial, and an historical part; the present translation is confined to the first of these, with such extracts from the other two as seemed necessary, in fairness to the author, to explain some of his statements. The polemical and historical parts are frequently alluded to in the preface and elsewhere in the present work, but it has not been thought advisable to omit these allusions. No alterations whatever seem to have been made by Goethe in the didactic portion in later editions, but he subsequently wrote an additional chapter on entoptic colours, expressing his wish that it might be inserted in the theory itself at a particular place which he points out. The form of this additional essay is, however, very different from that of the rest of the work, and the translator has therefore merely given some extracts from it in the appendix. The polemical portion has been more than once omitted in later editions.

In the two first parts the author's statements are arranged numerically, in the style of Bacon's Natural History. This, we are told, was for the convenience of reference; but many passages are thus separately numbered which hardly seem to have required it. The same arrangement is, however, strictly followed in the translation to facilitate a comparison with the original where it may be desired; and here the translator observes, that although he has sometimes permitted himself to make slight alterations, in order to avoid unnecessary repetition, or to make the author's meaning clearer, he feels that an apology may rather be expected from him for having omitted so little. He was scrupulous on this point, having once determined to translate the whole treatise, partly, as before stated, from a wish to deal fairly with a controversial writer, and partly because many passages, not directly bearing on the scientific views, are still characteristic of Goethe. The observations which the translator has ventured to add are inserted in the appendix: these observations are chiefly confined to such of the author's opinions and conclusions as have direct reference to the arts; they seldom interfere with the scientific propositions, even where these have been considered most vulnerable.

[1] "Farbenlehre"--in the present translation generally rendered "Theory of Colours."

[2] Sixteen years after the appearance of the Farbenlehre, Dr. Johannes Müller devoted a portion of his work, "Zur vergleichenden Physiologie des Gesichtssinnes des Menschen und der Thiere," to the critical examination of Goethe's theory. In his introductory remarks he expresses himself as follows--"For my own part I readily acknowledge that I have been greatly indebted to Goethe's treatise, and can truly say that without having studied it for some years in connexion with the actual phenomena, the present work would hardly have been undertaken. I have no hesitation in confessing more particularly that I have full faith in Goethe's statements, where they are merely descriptive of the phenomena, and where the author does not enter into explanations involving a decision on the great points of controversy." The names of Hegel, Schelling, Seebeck, Steffens, may also be mentioned, and many others might be added, as authorities more or less favourable to the Farbenlehre.

[3] "When Newton attempted to reckon up the rays of light decomposed by the prism," says Sir John Leslie, "and ventured to assign the famous number seven, he was apparently influenced by some lurking disposition towards mysticism. If any unprejudiced person will fairly repeat the experiment, he must soon be convinced that the various coloured spaces which paint the spectrum slide into each other by indefinite shadings: he may name four or five principal colours, but the subordinate spaces are evidently so multiplied as to be incapable of enumeration. The same illustrious mathematician, we can hardly doubt, was betrayed by a passion for analogy, when he imagined that the primary colours are distributed over the spectrum after the proportions of the diatonic scale of music, since those intermediate spaces have really no precise and defined limits."--_Treatises on Various Subjects of Natural and Chemical Philosophy_, p. 59.