Storieta
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About this book

The work is a scholarly treatise that grew out of a series of lectures given in January 1926 under the auspices of the Larwill Foundation at Kenyon College. Its opening frames the text as a revised and expanded version of those talks, acknowledging the delay that allowed the author to incorporate newer references. From the detailed table of contents and the introductory chapter, the reader can expect a systematic exploration of the “public” and the state, moving through topics such as the divergence of facts and theory, the nature of democracy, and the methodological challenges of political science. The author begins by contrasting the raw accumulation of facts with the interpretive frameworks that give them meaning, using examples from physical science to illustrate how methodology shapes belief. This sets a tone of rigorous inquiry, positioning the book as a bridge between empirical observation and philosophical analysis of political institutions.

Written in a formal, lecture‑style prose characteristic of early‑twentieth‑century American political science, the voice is analytical and often polemical, drawing on a wide range of classical thinkers while insisting on the primacy of factual evidence. The style will appeal to readers who enjoy dense, argument‑driven works, students of political theory, historians of democratic thought, and anyone interested in the intellectual debates of the interwar period. Those who appreciate careful distinctions between “de facto” and “de jure” realities, and who are comfortable with extensive citation of historical doctrines, will find the book a rewarding, if demanding, engagement.

The opening · free to read

Iii. the Democratic State 75

Private and representative rôles of officials, 76. Selection of rulers by irrelevant methods, 78. The problem of control of officials, 82. Meanings of democracy, 83. Fallacy as to origin of democratic government, 84. Influence of non-political factors, 85. The origin of “individualism,” 86. Influence of the new industry; the theory of “natural” economic laws, 90. James Mill’s philosophy of democratic government, 93. Criticism of “individualism,” 95. Criticism of antithesis of natural and artificial, 102. Wants and aims as functions of social life, 104. Persistence of pre-industrial institutions, 108. Final problem, 109.

Iv. Eclipse of the Public 110

Local origin of American democratic government, 111. National unification due to technological factors, 114. Submergence of the public, 116. Disparity of inherited ideas and machinery with actual conditions, 117. Illustrations of resulting failures, 119. Problem of discovering the public, 122. Democracy versus the expert, 123. Explanation of eclipse of public, 126. Illustrated by the World War, 127. Application of criteria of the public, 129. Failure of traditional principles, 131. Political apathy accounted for, 134. Need of experts, 135. Rivals of political interest, 138. Ideals and instrumentalities, 141.

V. Search for the Great Community 143

Democracy as idea and as governmental behavior, 143. Problem of the Great Community, 147. Meaning of the democratic ideal, 148. Democracy and community life, 149. Community and associated activity, 151. Communication and the community, 152. Intellectual conditions of the Great Community, 155. Habit and intelligence, 158. Science and knowledge, 163. Limitations upon social inquiry, 166. Isolation of social inquiry, 171. Pure and applied science, 172. Communication and public opinion, 173. Limitations of distribution of knowledge, 176. Communication as art, 183.

Vi. the Problem of Method 185

Antithesis between individual and social as obstruction to method, 186. Meaning of individual, 185. Where opposition lies, 191. Meaning of absolutistic logic, 194. Illustration from doctrine of “evolution,” 196. From psychology, 197. Difference of human and physical science, 199. Experimental inquiry as alternative, 202. Method, and government by experts, 203. Democracy and education by discussion, 206. The level of intelligence, 210. The necessity of local community life, 211. Problem of restoration, 213. Tendencies making for reëstablishment, 215. Connection of this problem with the problem of political intelligence, 217.

Search for the Public

If one wishes to realize the distance which may lie between “facts” and the meaning of facts, let one go to the field of social discussion. Many persons seem to suppose that facts carry their meaning along with themselves on their face. Accumulate enough of them, and their interpretation stares out at you. The development of physical science is thought to confirm the idea. But the power of physical facts to coerce belief does not reside in the bare phenomena. It proceeds from method, from the technique of research and calculation. No one is ever forced by just the collection of facts to accept a particular theory of their meaning, so long as one retains intact some other doctrine by which he can marshal them. Only when the facts are allowed free play for the suggestion of new points of view is any significant conversion of conviction as to meaning possible. Take away from physical science its laboratory apparatus and its mathematical technique, and the human imagination might run wild in its theories of interpretation even if we suppose the brute facts to remain the same.

In any event, social philosophy exhibits an immense gap between facts and doctrines. Compare, for example, the facts of politics with the theories which are extant regarding the nature of the state. If inquirers confine themselves to observed phenomena, the behavior of kings, presidents, legislators, judges, sheriffs, assessors and all other public officials, surely a reasonable consensus is not difficult to attain. Contrast with this agreement the differences which exist as to the basis, nature, functions and justification of the state, and note the seemingly hopeless disagreement. If one asks not for an enumeration of facts, but for a definition of the state, one is plunged into controversy, into a medley of contradictory clamors. According to one tradition, which claims to derive from Aristotle, the state is associated and harmonized life lifted to its highest potency; the state is at once the keystone of the social arch and is the arch in its wholeness. According to another view, it is just one of many social institutions, having a narrow but important function, that of arbiter in the conflict of other social units. Every group springs out of and realizes a positive human interest; the church, religious values; guilds, unions and corporations material economic interests, and so on. The state, however, has no concern of its own; its purpose is formal, like that of the leader of the orchestra who plays no instrument and makes no music, but who serves to keep other players who do produce music in unison with one another. Still a third view has it that the state is organized oppression, at once a social excrescence, a parasite and a tyrant. A fourth is that it is an instrument more or less clumsy for keeping individuals from quarreling too much with one another.

Confusion grows when we enter subdivisions of these different views and the grounds offered for them. In one philosophy, the state is the apex and completion of human association, and manifests the highest realization of all distinctively human capacities. The view had a certain pertinency when it was first formulated. It developed in an antique city-state, where to be fully a free man and to be a citizen participating in the drama, the sports, the religion and the government of the community were equivalent affairs. But the view persists and is applied to the state of to-day. Another view coördinates the state with the church (or as a variant view slightly subordinates it to the latter) as the secular arm of Deity maintaining outward order and decorum among men. A modern theory idealizes the state and its activities by borrowing the conceptions of reason and will, magnifying them till the state appears as the objectified manifestation of a will and reason which far transcend the desires and purposes which can be found among individuals or assemblages of individuals.

We are not concerned, however, with writing either a cyclopedia or history of political doctrines. So we pause with these arbitrary illustrations of the proposition that little common ground has been discovered between the factual phenomena of political behavior and the interpretation of the meaning of these phenomena. One way out of the impasse is to consign the whole matter of meaning and interpretation to political philosophy as distinguished from political science. Then it can be pointed out that futile speculation is a companion of all philosophy. The moral is to drop all doctrines of this kind overboard, and stick to facts verifiably ascertained.

The remedy urged is simple and attractive. But it is not possible to employ it. Political facts are not outside human desire and judgment. Change men’s estimate of the value of existing political agencies and forms, and the latter change more or less. The different theories which mark political philosophy do not grow up externally to the facts which they aim to interpret; they are amplifications of selected factors among those facts. Modifiable and altering human habits sustain and generate political phenomena. These habits are not wholly informed by reasoned purpose and deliberate choice--far from it--but they are more or less amenable to them. Bodies of men are constantly engaged in attacking and trying to change some political habits, while other bodies of men are actively supporting and justifying them. It is mere pretense, then, to suppose that we can stick by the de facto, and not raise at some points the question of de jure: the question of by what right, the question of legitimacy. And such a question has a way of growing until it has become a question as to the nature of the state itself. The alternatives before us are not factually limited science on one hand and uncontrolled speculation on the other. The choice is between blind, unreasoned attack and defense on the one hand, and discriminating criticism employing intelligent method and a conscious criterion on the other.

The prestige of the mathematical and physical sciences is great, and properly so. But the difference between facts which are what they are independent of human desire and endeavor and facts which are to some extent what they are because of human interest and purpose, and which alter with alteration in the latter, cannot be got rid of by any methodology. The more sincerely we appeal to facts, the greater is the importance of the distinction between facts which condition human activity and facts which are conditioned by human activity. In the degree which we ignore this difference, social science becomes pseudo-science. Jeffersonian and Hamiltonian political ideas are not merely theories dwelling in the human mind remote from facts of American political behavior. They are expressions of chosen phases and factors among those facts, but they are also something more: namely, forces which have shaped those facts and which are still contending to shape them in the future this way and that. There is more than a speculative difference between a theory of the state which regards it as an instrument in protecting individuals in the rights they already have, and one which conceives its function to be the effecting of a more equitable distribution of rights among individuals. For the theories are held and applied by legislators in congress and by judges on the bench and make a difference in the subsequent facts themselves.

I make no doubt that the practical influence of the political philosophies of Aristotle, the Stoics, St. Thomas, Locke, Rousseau, Kant and Hegel has often been exaggerated in comparison with the influence of circumstances. But a due measure of efficacy cannot be denied them on the ground which is sometimes proffered; it cannot be denied on the ground that ideas are without potency. For ideas belong to human beings who have bodies, and there is no separation between the structures and processes of the part of the body that entertains the ideas and the part that performs acts. Brain and muscles work together, and the brains of men are much more important data for social science than are their muscular system and their sense organs.

It is not our intention to engage in a discussion of political philosophies. The concept of the state, like most concepts which are introduced by “The,” is both too rigid and too tied up with controversies to be of ready use. It is a concept which can be approached by a flank movement more easily than by a frontal attack. The moment we utter the words “The State” a score of intellectual ghosts rise to obscure our vision. Without our intention and without our notice, the notion of “The State” draws us imperceptibly into a consideration of the logical relationship of various ideas to one another, and away from facts of human activity. It is better, if possible, to start from the latter and see if we are not led thereby into an idea of something which will turn out to implicate the marks and signs which characterize political behavior.

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